Departmental Plan 2020-21

RCMP External Review Committee

2020-21

The Honourable William Sterling Blair, P.C., C.O.M. M.P.
Minister of Public Safety and Emergency Preparedness

ISSN 2371-7823

Table of contents

From the Institutional Head

I am pleased to present the RCMP External Review Committee's 2020-21 Departmental Plan.

Through its independent and impartial reviews of appeal cases dealing with employment matters affecting RCMP members, including decisions in harassment complaints or the discharge of RCMP members due to disability, the ERC helps to provide an assurance of fair and transparent recourse processes within the RCMP, ultimately contributing to the ability of the Force to serve Canadians.

The ERC's key challenge in 2020-21 continues to be the capacity to address the large numbers of referrals as well as a backlog of files that has accumulated over a number of years. In 2019-20, the organization implemented additional resources that had been approved to support the integrity of the ERC appeal case review program and increased its case review capacity. Looking ahead, we will focus on maintaining an enhanced capacity to conduct case reviews and on addressing the backlog of cases.

The ERC is committed to making its contributions to effective recourse within the RCMP and to a healthy and productive RCMP workplace. The ERC likewise remains committed to working to address longer term program requirements and sustainability.

Charles Randall Smith
Chairperson

Plans at a glance

The ERC will continue to face significant operational pressures due to a backlog of files and workload projections that continue to exceed historical levels. The ERC continues to manage two streams of case referrals from the RCMP: one under the current legislation and the other under the legacy legislation for cases commenced within the RCMP prior to November 28, 2014.

In 2019-20, the ERC hired a number of new staff as part of the program integrity resources approved in 2017. The further orientation of new people, and the retention of and support for staff generally, will be vital to achieving and maintaining the enhanced program capacity needed to continue to address the backlog of files awaiting review.

Continuous program improvement remains a priority for the ERC and will be realized through active monitoring and management of the ERC's caseload and case review practices. The development and publication of service delivery standards with time limits for the completion of case reviews (as required by the RCMP Act, s. 28.1) remains a priority for the ERC.

For more information on the RCMP External Review Committee's plans, priorities and planned results, see the "Core responsibilities: planned results and resources" section of this report.

Core responsibilities: planned results and resources

This section contains detailed information on the department's planned results and resources for each of its core responsibilities.

Independent review of RCMP employment matters

Description

Independent and impartial case reviews, findings and recommendations for final decisions in appeals of internal RCMP decisions in harassment complaints, conduct cases, discharges or demotions, and stoppages of pay and allowances.

The Royal Canadian Mounted Police External Review Committee (ERC) is an independent administrative tribunal that contributes to fair and equitable labour relations and helps to reinforce accountability at all levels within the Royal Canadian Mounted Police (RCMP). Other than the courts, the ERC is the only independent review mechanism available to RCMP members and management for labour relations matters. The ERC conducts impartial reviews of appeals of certain conduct measures imposed on RCMP members and of written decisions regarding harassment complaints, revocations of appointments, discharges, demotions and ordered stoppages of pay and allowances. Case files dealing with these matters are referred to the ERC for review by the RCMP pursuant to sections 33 and 45.15 of the Royal Canadian Mounted Police Act and section 17 of the Royal Canadian Mounted Police Regulations. In conducting its reviews of referred case files, the ERC considers the entire file record that is provided by the RCMP which can include statements from members (complainants, respondents and others), video or audio records and testimony from witnesses, historical human resources file materials and other documentation. Once a review has been completed, the ERC provides findings and recommendations to the Commissioner of the RCMP (as the final decision maker) and to the parties. The ERC's findings and recommendations are directed at ensuring that the general principles of administrative law and labour law are respected and that the requirements of the RCMP Act and other relevant legislation, such as the Canadian Human Rights Act, are adhered to in decision making. In some cases, the ERC makes recommendations for broader change or for actions that might be taken to address issues raised in a file (e.g., changes in RCMP policies or management practices, or additional or new training for RCMP members or managers). Access to summaries of ERC findings and recommendations and to ERC reports and discussion papers is provided to RCMP members and the public through the ERC's website and publications, and through presentations or other outreach to RCMP members.

Planning highlights

The ERC currently has over 300 files under or awaiting review, which has resulted in lengthy wait times for the completion of reviews following the ERC's receipt of a referred case. Additional resources were implemented in 2019-20 using temporary program integrity funding to increase the ERC's capacity to address its caseload. With the hiring of additional resources the ERC increased its capacity to complete case reviews. Staff retention is particularly important given the small size of the ERC, as the loss of even one expert resource can have a significant operational impact. The temporary program integrity funding ends after 2020-21, and the ERC continues to work with the portfolio department and central agencies to address its permanent funding requirements.

The planned introduction of service standards will support program management, transparency and accountability. The target for introducing service standards has been moved to July 2020, due to the need for additional information to make valid and reliable projections regarding the kinds, numbers and complexities of the files the ERC will be required to review in future years.

Outreach activities will support RCMP member awareness of workplace and recourse issues (such as disseminating case review summaries to RCMP members in the ERC Communiqué publication, and through presentations to RCMP officials with recourse responsibilities, managers or employee representatives). Regular dialogue with the RCMP on general program management, workload and administrative matters will continue in support of program delivery, planning and risk management.

While positioning itself to address the challenges that it will face in 2020-21, the ERC will ensure that its findings and recommendations in each case are substantively correct, clear and relevant for the parties and for the Commissioner of the RCMP.

Planned results for Independent review of RCMP employment matters

Departmental result

Departmental result indicator

Target

Date to achieve target

2016–17 actual result

2017–18 actual result

2018–19 actual result

ERC's findings and recommendations support fair and transparent RCMP recourse processes and decision-making.

The degree to which RCMP final decisions concord with ERC recommendations, expressed as the % of the RCMP final decisions that fully agree, partly agree or do not agree with the recommendations.

Up to 100%; no specific target.

Ongoing

Not applicable

(ERC has transitioned from PAA to DRF in 2019-20)

Not applicable

(ERC has transitioned from PAA to DRF in 2019-20)

Not applicable

(ERC has transitioned from PAA to DRF in 2019-20)

Findings and recommendations are issued in a timely manner.

% of findings and recommendations that are issued within the service standard.

100%

July 2020

Not applicable

(ERC has transitioned from PAA to DRF in 2019-20)

Not applicable

(ERC has transitioned from PAA to DRF in 2019-20)

Not applicable

(ERC has transitioned from PAA to DRF in 2019-20)

RCMP members and the public have access to current information on the issues addressed by the ERC in its reviews.

Frequency of website postings of the latest summaries of ERC findings and recommendations and of RCMP final decisions.

100% posted within two months following the end of the quarter.

Ongoing

Not applicable

(ERC has transitioned from PAA to DRF in 2019-20)

Not applicable

(ERC has transitioned from PAA to DRF in 2019-20)

Not applicable

(ERC has transitioned from PAA to DRF in 2019-20)

Financial, human resources and performance information for the RCMP External Review Committee's program inventory is available in the GC InfoBase.

Planned budgetary financial resources for Independent review of RCMP employment matters

2020–21 budgetary spending (as indicated in Main Estimates)

2020–21
planned spending

2021–22
planned spending

2022–23
planned spending

3,209,167

3,209,167

966,799

967,964

Financial, human resources and performance information for the RCMP External Review Committee's program inventory is available in the GC InfoBase.

Planned human resources for Independent review of RCMP employment matters

2020–21
planned full-time equivalents

2021–22
planned full-time equivalents

2022–23
planned full-time equivalents

17

7

7

Financial, human resources and performance information for the RCMP External Review Committee's program inventory is available in the GC InfoBase.

Internal Services: planned results

Description

Internal Services are those groups of related activities and resources that the federal government considers to be services in support of Programs and/or required to meet corporate obligations of an organization. Internal Services refers to the activities and resources of the 10 distinct services that support Program delivery in the organization, regardless of the Internal Services delivery model in a department. These services are:

  • Management and Oversight Services
  • Communications Services
  • Legal Services
  • Human Resources Management Services
  • Financial Management Services
  • Information Management Services
  • Information Technology Services
  • Real Property Management Services
  • Materiel Management Services
  • Acquisition Management Services

The Treasury Board of Canada Secretariat granted the ERC an exemption from reporting on Internal Services as a separate program beginning in 2009-10 (given the focused nature of the ERC program and associated resources). This Report, therefore, presents information based on a single ERC program and does not provide information on Internal Services separately.

Spending and human resources

This section provides an overview of the department's planned spending and human resources for the next three consecutive fiscal years, and compares planned spending for the upcoming year with the current and previous years' actual spending.

Planned spending

Departmental spending 2017–18 to 2022–23

The following graph presents planned (voted and statutory) spending over time.

Image description
Departmental Spending Trend

Fiscal Year

2017-18

2018-19

2019-20

2020-21

2021-22

2022-23

Statutory

189,065

252,583

337,088

315,014

98,693

98,693

Voted

1,721,980

3,195,355

3,076,946

2,894,153

868,106

869,271

Total

1,911,045

3,447,938

3,414,034

3,209,167

966,799

967,964


The following table shows actual, forecast and planned spending for each of the RCMP External Review Committee's core responsibilities and to Internal Services for the years relevant to the current planning year.

Budgetary planning summary for Core responsibilities and Internal Services (dollars)

Core responsibilities and Internal Services

2017–18
expenditures

2018–19
expenditures

2019–20
forecast spending

2020–21 budgetary spending (as indicated in Main Estimates)

2020–21
planned spending

2021–22
planned spending

2022–23
planned spending

Independent review of RCMP employment matters

1,576,424

2,311,207

3,414,034

3,209,167

3,209,167

966,799

967,964

Subtotal

1,576,424

2,311,207

3,414,034

3,209,167

3,209,167

966,799

967,964

Internal Services *

-

-

-

-

-

-

-

Total

1,576,424

2,311,207

3,414,034

3,209,167

3,209,167

966,799

967,964

* The ERC is exempted from reporting separately on Internal Services expenditures.

In the Fall of fiscal year 2017-18 the ERC received additional temporary funding approval to support the integrity of the appeal case review program, with funding continuing through 2020-21. The ERC continues to work with the portfolio department and central agencies to address its permanent funding requirements.

Planned human resources

The following table shows actual, forecast and planned full-time equivalents (FTEs) for each core responsibility in the RCMP External Review Committee's departmental results framework and to Internal Services for the years relevant to the current planning year.

Human resources planning summary for Core responsibilities and Internal Services

Core responsibilities and Internal Services

2017–18
actual full-time equivalents

2018–19
actual full-time equivalents

2019–20
forecast full-time equivalents

2020–21
planned full-time equivalents

2021–22
planned full-time equivalents

2022–23
planned full-time equivalents

Independent review of RCMP employment matters

7.8

9.72

17

17

7

7

Subtotal

7.8

9.72

17

17

7

7

Internal Services

-

-

-

-

-

-

Total

7.8

9.72

17

17

7

7

* The ERC is exempted from reporting separately on Internal Services expenditures.

The ERC planned complement of resourced FTEs through 2020-21 is 17 (comprising indeterminate employees, employees on secondment or term appointment, positions resourced through service arrangements, and Governor-in-Council appointees on the Committee). The planned FTE complement lowers to seven beginning in 2021-22, when the temporary program integrity funding will have ended.

Estimates by vote

Information on the RCMP External Review Committee's organizational appropriations is available in the 2020–21 Main Estimates.

Condensed future-oriented statement of operations

The condensed future-oriented statement of operations provides an overview of the RCMP External Review Committee's operations for 2019–20 to 2020–21.

The amounts for forecast and planned results in this statement of operations were prepared on an accrual basis. The amounts for forecast and planned spending presented in other sections of the Departmental Plan were prepared on an expenditure basis. Amounts may therefore differ.

A more detailed future-oriented statement of operations and associated notes, including a reconciliation of the net cost of operations to the requested authorities, are available on the RCMP External Review Committee's website.

Condensed future-oriented statement of operations for the year ending March 31, 2021 (dollars)

Financial information

2019–20 forecast results

2020–21 planned results

Difference
(2020–21 planned results minus
2019–20 forecast results)

Total expenses

4,274,524

3,541,819

(732,705)

Total revenues

-

-

-

Net cost of operations before government funding and transfers

4,274,524

3,541,819

(732,705)

The difference between forecast results for 2019-20 and planned results for 2020-21 relates to the amounts of program integrity funding approved over four years, beginning in late 2017-18. The total expenditures planned for 2019-20 are $4,274,524 compared to $3,541,819 for 2020-21, representing a decrease of $732,705.

Corporate information

Organizational profile

Appropriate minister(s): The Honourable William Sterling Blair, P.C., C.O.M., M.P.

Institutional head: Charles Randall Smith, Chairperson

Ministerial portfolio: Public Safety and Emergency Preparedness

Enabling instrument(s): Royal Canadian Mounted Police Act,R.S.C. 1985, c. R-10

Year of incorporation / commencement: 1986

Raison d'être, mandate and role: who we are and what we do

"Raison d'être, mandate and role: who we are and what we do" is available on the RCMP External Review Committee's website.

Reporting framework

The RCMP External Review Committee's approved departmental results framework and program inventory for 2020–21 are as follows.

Departmental Results Framework

Independent review of RCMP employment matters

Internal Services

ERC's findings and recommendations support fair and transparent RCMP recourse processes and decision-making.

The degree to which RCMP final decisions concord with ERC recommendations, expressed as the % of the RCMP final decisions that fully agree, partly agree or do not agree with the recommendations.

Findings and recommendations are issued in a timely manner.

% of findings and recommendations that are issued within the service standard.

RCMP members and the public have access to current information on the issues addressed by the ERC in its reviews.

Frequency of website postings of the latest summaries of ERC findings and recommendations and of RCMP final decisions.

Program Inventory

Appeal case reviews

Supporting information on the program inventory

Supporting information on planned expenditures, human resources, and results related to the RCMP External Review Committee's program inventory is available in the GC InfoBase.

Supplementary information tables

The following supplementary information tables are available on the RCMP External Review Committee's website:

Federal tax expenditures

RCMP External Review Committee's Departmental Plan does not include information on tax expenditures that relate to its planned results for 2020–21.

Tax expenditures are the responsibility of the Minister of Finance, and the Department of Finance Canada publishes cost estimates and projections for government-wide tax expenditures each year in the Report on Federal Tax Expenditures. This report provides detailed information on tax expenditures, including objectives, historical background and references to related federal spending programs, as well as evaluations, research papers and gender-based analysis. The tax measures presented in this report are solely the responsibility of the Minister of Finance.

Organizational contact information

Mailing address

RCMP External Review Committee
P.O. Box 1159, Station B
Ottawa, Ontario K1P 5R2
Canada

Telephone: 613-998-2134

Fax: 613-990-8969

Email: org@erc-cee.gc.ca

Website: http://www.erc-cee.gc.ca

Appendix: definitions

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